FUNDLinx™ Features

Feature-Rich, Results-Driven

A Common Foundation: By centralizing client and account data into the FUNDLinx platform, all users have access to the same, up-to-the-minute information, including CUSIPS, fund family requirements and account details defined by NSCC trading partners. When additional features or functionality are added to the solution, changes are made at the platform level and updates are reflected across all functional modules.

Security and Alerts: Within the FUNDLinx platform, you can establish necessary security controls and alerts, as well as assign access and usage rights to individuals. The platform also manages archiving, exporting and purging of data in the database. By moving data from production tables into archive tables you benefit from faster processing times while still retaining the data for inquiry purposes.

Seamless Import/Export: The FUNDLinx platform also makes it easy to import and export data between our system, source systems and trading partners. We offer a seamless interface to the mutual fund services of the NSCC and a set of generic APIs that enable data exchange with trust and retirement plan recordkeeping systems. The platform also supports and unlimited number of clearing partners.

More FUNDLinx Features

• Centralized relational database
• Process monitoring and alert notification
• Archive, export and purge capability
• Integrated for total back-office automation
• Connectivity to multiple partners: NSCC direct, direct to transfer agent, Merrill Lynch Institutional Plan Services, other third-party clearing firms, and autofax for non-fund/SERV partners
• ‘Open Architecture’ Approach – supports proprietary funds, life-strategy funds, third-party funds, collective investment trusts, 529 plans, employer securities / equities, and self-directed brokerage
• Interfaces with underlying accounting systems via generic API flat-file formats
• Built-in interface supports NSCC mutual fund services
• Trading portal independent

• More efficient operations
• Improved operating margins
• Reduced processing errors
• Reduced trade breakage
• Better audit and security controls
• Ensure compliance
• Improved customer service
• Lower cost, reduced risk
• Accurate revenue and commission tracking
• Increased profitability